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Rodney

New York États-Unis

Résumé

Seasoned professional with over 20 years of experience in the US Hedge Fund and EU Asset Management industries, specializing in non-financial risk management, compliance, and operational improvement. Demonstrated expertise in regulatory compliance (MiFID, EMIR, ISAE, SOx), investment operations, and process optimization. Proven success in leading risk & control self-assessments (RCSA), developing risk coverage plans, and executing independent risk monitoring and testing. Comprehensive knowledge of financial markets with proven success delivering projects relating to regulatory change, the enhancement of governance and risk management & controls. Demonstrated success in driving team development and fostering a culture of continuous improvement. Strong communicator capable of interacting with stakeholders at all levels to ensure effective risk management and compliance, with experience in providing oversight and reporting to executive and board-level stakeholders.

Expériences professionnelles

Enterprise risk management - investments (macro)

Two Sigma , New york

Depuis le 01 octobre 2025

Vice president of risk management

Mizuho , New york

De Novembre 2024 à Octobre 2025

Operational risk manager

Robeco , Rotterdam - CDI

De Novembre 2019 à Juillet 2024

• Successfully implemented improvements for more efficient and effective risk identification, control monitoring and incident management processes
• Achieved increased clarity and transparency by revitalizing firmwide policy administration and rebuilding risk taxonomy which resulted in strengthened risk and control frameworks
• Ensured compliance with regulatory frameworks including MiFID, EMIR, ISAE, and SOx through rigorous risk assessments and control measures
• Provided independent oversight and challenge of compliance with legislative obligations, focusing on operational activities in the global markets Robeco operated
• Successfully facilitated ISAE 3000 Type 1 & 2 engagements with Robeco’s Index Business, working closely with the Index team, auditors, & internal stakeholders on TOD’s, TOE’s, & report finalization
• Ensured timely identification, management, and remediation of material/key risks by streamlining and implementing Robeco's Risk Assessment processes (RCSA & SIRA)
• Collaborated with various business units and risk program SMEs to assess risks and improve control measures while acting as a subject matter expert on risk exposures and control adequacy
• Actively participated in change management processes, providing risk management advice on operational changes and regulatory updates
• Collaborated with IT to improve operational resilience frameworks and with vendor management to manage third-party risk assessments, ensuring robust risk management practices.

Consultant - essec business school - mba capstone project

HOTEL LE BRISTOL , Paris - Stage / Alternance

De Avril 2019 à Juin 2019

• Successfully conducted market study on consumption, customer behavior trends and payment habits in the Parisian Hotel, Restaurant, Café market
• Recommended new tech-based payment solution that acknowledged these trends and introduced automation all while retaining the luxury commitment of Le Bristol Hotel

Vice president, operations

MKP Capital Management, L.L.C. , New york - CDI

De Mai 2004 à Juillet 2018

Additional roles held: Associate, Operations | Analyst, Investor Relations | Analyst, Marketing

• Helped introduce automation in daily workflow by playing a key role in the improvement and optimization of MKP’s back-office operations processes, including the development and implementation of operational efficiency solutions
• Achieved improved risk management and compliance with regulatory requirements; including those related to clearing and margin (FI, EQ, FX, etc.) by managing firm collateral levels ($5bn AUM)
• Oversaw all levels of investment operations, including multi-$BN daily P&L reporting and NAV reconciliation for MKP’s flagship funds and Separately Managed Accounts ($9bn combined AUM)
• Increased efficiency of liquidity usage by $3-5MM daily by reducing credit exposures, funding costs, excess liquidity, and market risks through optimization of the firm's margin process
• Identified potential compatible investors from the institutional, pensions and endowments space by producing investor reports, responding to new and existing client inquiries, and conducting market research
• Gathered market intelligence and informed business development efforts by conducting thorough market analysis and monitoring hedge fund industry trends and capital flows

Formation complémentaire

Bachelor of Arts

Colgate University - Philosophy

2005 à 2009

Parcours officiels

ESSEC – Global MBA – Strategy & Management – 2019 – Cergy

Compétences

Operational Risk Management
Risk & Control Self-Assessment (RCSA)
Policy Administration
Key Risk Indicator (KRI) Reporting
Root Cause Analysis & Risk Reporting
Incident Management & Analysis
Control Design & Monitoring
GRC Tools (MetricStream)
•Change management
Strategic Planning
Stakeholder Management
Board Level Stakeholder Management
Project Management
Process Improvement
Investment Operations